Senior Managers and Certification Regime Training Course
Understand the requirements of the SM&CR through real-life case studies
Reducing consumer harm and strengthening market integrity.
ELEARNING CONTENT FOR EVERYONE
Expertly crafted content, exceptional value
The Senior Managers and Certification Regime (SM&CR) seeks to ensure that financial institutions adhere to exemplary standards of governance and accountability. It requires the most senior people in a firm who perform key roles to attain approval from the Financial Conduct Authority or Prudential Regulation Authority before starting their roles.
This course has been designed to help people understand the requirements of the SM&CR through real-life case studies and hypothetical examples. Learners will be assessed on their knowledge and understanding through a test at the end of the course.
Adjustments can be made to suit the needs of your company – please contact us for more information.
Part 1
Provides an overview of the SM&CR and what it aims to achieve. It explains how SM&CR applies to three different firm categories: Core, Limited Scope, and Enhanced
Part 2
Explains the structure of the SM&CR, including the three pillars of the Senior Managers Regime, Certified Persons Regime and Conduct Rules. It then explores some of its requirements in detail
Part 3
Explores FCA action taken since the regulations were introduced in 2018
Part 4
Contains a multiple-choice knowledge test based on the course content
Course features
- Translation available
- WCAG version available
- Podcast
- Add your own photography and policies
- Customisation available, with bespoke scenarios
- Downloadable workbook
- Smartphone version
- End of course certificate
- CPD certified
- Sector-specific versions available
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- Bank of Ireland
ABOUT CIPHR ELEARNING
Learning content delivered by Ciphr, powered by Marshalls
Always up-to-date
If you buy this course you’ll get any updates we make, and always be up-to-date with current legislation
Learning by design
All of our courses are highly interactive with rich graphics and audio-visual content, blending a variety of question types to encourage learners to apply concepts to their daily work routine
Easy to implement and customise
Our in-house developers can quickly and effectively adapt this course to your sector and organisation. You could also add your own graphics, photos and video, and amend content to include your policies, procedures, and key areas