Introduction to the Financial Conduct Authority Training Course
What is the Financial Conduct Authority and what are its objectives?
Explore FCA structure, authorisations, supervision, enforcement, and its strategic objectives.
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The Financial Conduct Authority is an independent public body that regulates over 50,000 firms in the UK that provide financial services.
The FCA has a large and growing remit which is set by Parliament and influenced by UK and onshored EU legislation. It operates independently of the government, but is accountable to Parliament through the Financial Services and Markets Act (FSMA) 2023, which received Royal Assent on 29 June 2023.
In this course you will learn about the Financial Conduct Authority’s strategic objective to ensure that financial services markets function well, and their three interconnecting operational objectives.
You will then explore the structure of the Financial Conduct Authority, including its authorisations, supervision and enforcement functions. Finally, you will meet some of the key personnel and understand their roles and responsibilities, including the board of directors and Executive Committee.
Part 1
Introduces the Financial Conduct Authority and its objectives
Part 2
Explores the structure of the Financial Conduct Authority
Part 3
Introduces the key personnel roles at the Financial Conduct Authority
Part 4
Contains a multiple-choice knowledge test based on the course content
Course features
- Translation available
- WCAG version available
- Podcast
- Add your own photography and policies
- Customisation available, with bespoke scenarios
- Downloadable workbook
- Smartphone version
- End of course certificate
- CPD certified
- Sector specific versions available
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Always up-to-date
If you buy this course you’ll get any updates we make, and always be up-to-date with current legislation
Learning by design
This highly interactive course blends rich graphics and audio-visual content with a variety of question-types encouraging learners to take practical steps towards gaining an apprenticeship. An optional end-of-course test assesses learners on the level of knowledge they've retained. Pass rates can be set as required
Easy to implement and customise
Our in-house developers can quickly and effectively adapt this course to your sector and organisation. You could also add your own graphics, photos and video, and amend content to include your policies, procedures, and key areas