Risk Management: Conduct Risk Training Course
Understand conduct risk through real-life case studies
What is conduct risk and how can it be managed?
ELEARNING CONTENT FOR EVERYONE
Expertly crafted content, exceptional value
Risk is defined as the ‘effect of uncertainty on achieving objectives’, or more simply ‘any chance of loss’ that a business may incur. Risks are theoretical, and will always exist – although firms can manage the impact down, the risk will never go away.
Risks can be categorised into a number of sub-types, and in this risk management series we will explore:
- Conduct risk
- Financial risk
- Operational risk
Conduct risk is broadly defined as any action by a regulated firm or its staff that causes customer detriment, market instability, or disruption to competition. Conduct risk can have a profound impact on a firm, its clients, its staff, and the public, so understanding its sources is crucial to mitigating its consequences.
Learning options
Every course is fully accessible, so this course is also available as:
- Spoken word audio – perfect for learning on the move
- A voice reader-compatible version as a W3C AA online workbook
- A complimentary workbook – a printer-friendly PDF download compatible with all devices and readers
Part 1
What is conduct risk, and what are the Financial Conduct Authority’s expectations?
Part 2
How can you meet the FCA’s expectations?
Part 3
What happens if conduct risks are not properly managed?
Part 4
Contains a multiple-choice knowledge test based on the course content
Course features
- Translation available
- WCAG version available
- Podcast
- Add your own photography and policies
- Customisation available, with bespoke scenarios
- Downloadable workbook
- Smartphone version
- End of course certificate
- CPD certified
- Sector-specific versions available
"The feedback from academics and professional services’ staff has been fantastic, with over 80% rating it excellent."
– University of Sussex
ABOUT CIPHR ELEARNING
Learning content delivered by Ciphr, powered by Marshalls
Always up-to-date
If you buy this course you’ll get any updates we make, and always be up-to-date with current legislation
Learning by design
It’s a highly interactive course with rich graphics and audio-visual content blending a variety of question-types to encourage your learners to apply concepts to their daily work routine. An (optional) end-of-course test assesses learners on the level of knowledge they’ve retained. Pass rates can be set as required
Easy to implement and customise
Our in-house developers can quickly and effectively adapt this course to your sector and organisation. You could also add your own graphics, photos and video, and amend content to include your policies, procedures, and key areas